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Securities laws and regulations are routinely changed and reinterpreted by courts and regulators. Changes to rules and regulations could severely impact your case or dispute. KDV Law attorneys stay up-to-date on the latest changes and interpretations to the securities laws and regulations. Our firm has defended individuals, corporate officers, registered representatives, and member firms before securities regulators in a wide variety of enforcement matters. We represent clients at each critical juncture in a SEC enforcement proceeding, including from an initial inquiry, through a formal investigation, including responding to administrative subpoenas for documents and “on-the-record” testimony, through the “Wells” process, and during litigation, including during settlement negotiations, pre-trial hearings, administrative hearings, and federal trials.

Co-Managing Partner - Florida Offices
Co-Chair of Financial Services Practice Group
Fort Lauderdale, Florida , Orlando, Florida , Tampa, Florida
Partner Woodbury, New York , New York, New York
Co-Chair of Professional Liability Practice Group
San Francisco, California
Co-Chair of Financial Services Practice Group
Chicago, Illinois
KDV General Counsel
Co-Chair, Data Privacy & Cybersecurity Practice Group
New York, New York
Partner Chicago, Illinois
Co-Managing Partner, New Jersey Office
Chair, Commercial Litigation
Hackensack, New Jersey , Washington, D.C.,
Partner Phoenix, Arizona
Of Counsel. Vermont Office Chicago, Illinois
Super Lawyers Martindale Hubbel AV Preeminent Law 360