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Securities laws and regulations are routinely changed and reinterpreted by courts and regulators. Changes to rules and regulations could severely impact your case or dispute. KDV Law attorneys stay up-to-date on the latest changes and interpretations to the securities laws and regulations. Our firm has defended individuals, corporate officers, registered representatives, and member firms before securities regulators in a wide variety of enforcement matters. We represent clients at each critical juncture in a SEC enforcement proceeding, including from an initial inquiry, through a formal investigation, including responding to administrative subpoenas for documents and “on-the-record” testimony, through the “Wells” process, and during litigation, including during settlement negotiations, pre-trial hearings, administrative hearings, and federal trials.

Attorney New York, New York
Co-Managing Partner - Florida Office
Co-Chair, Financial Services Practice Group
Fort Lauderdale, Florida
Partner &
Co-Chair, Professional Liability/E&O Practice Group
San Francisco, California
Partner Chicago, Illinois
Attorney San Francisco, California
Co-Chair Insurance Coverage & Litigation Practice Group New York, New York
Attorney Chicago, Illinois
Partner New York, New York
Co-Managing Partner, New Jersey Office
Co-Chair, Data Privacy & Technology Services Practice Group
Hackensack, New Jersey
Partner Phoenix, Arizona
Partner Los Angeles, California
Super Lawyers Martindale Hubbel AV Preeminent Law 360